Saturday, August 20, 2005

McNabb in the News

Senior Principal Douglas McNabb is quoted in the Toronto Star in an article about Lord Conrad Black.
Several lawyers who specialize in cross-border extradition cases say that if he wanted to, Black might be able to stall U.S. officials seeking his possible extradition for more than a year.

"He's got money and it's not a terrorist act," said Douglas McNabb….

McNabb was one of several lawyers specializing in extradition cases who said yesterday that the U.S. justice department seems to have needlessly complicated its case against Black by not waiting until he was in the U.S. before announcing charges against Radler.

Even if U.S. officials weren't prepared to announce an indictment against Black to coincide with Radler's, "they still could have issued a criminal complaint against Black, which would still have given them 30 days to file the indictment," said McNabb.

He was recently an expert witness at an extradition hearing involving a trio of former Enron bankers in the U.K.

"That effectively would have landlocked Black, and prevented him from leaving the country," McNabb said.

He added that the Department of Justice "just doesn't seem to strategize very well on cases like this."[1]


[1] Rick Westhead, He’s the Ultimate Prize, Toronto Star, Aug. 20, 2005.

McNabb in the News

Senior Principal Douglas McNabb has been mentioned in three Canadian Press articles today.

The first:
…U.S. authorities need to move quickly to lay charges against Black to get a potentially lengthy case started, said Douglas McNabb, senior principal at McNabb Associates….

McNabb said he's heard rumours that U.S. authorities could announce charges within a week.



There's little reason to see why Britain would prevent Black's extradition, McNabb said, since in 2003 the country changed its own extradition laws allowing the U.S. to extradite people as long as they could prove charges were pending.[1]
The second and third are substantially the same:
…U.S. authorities need to get the potentially lengthy case started quickly, said Douglas McNabb, senior principal at McNabb Associates….

"The U.S. cannot seek Mr. Black's extradition until after he has been charged," said McNabb, adding he's heard rumours U.S. authorities could announce charges within a week.



Even if charged and facing extradition, Black has several legal and appeal options that could drag out the extradition case for a few years at least, McNabb said.

"He's not a terrorist, he's a white collar guy, and he's got money and he's prepared to fight it," McNabb said from Houston.

Black, who gave up his Canadian citizenship a few years ago in a dispute with former prime minister Jean Chretien over a British peerage, could face years of prison time, "absolutely, without doubt if he's convicted," McNabb said.[2]


[1] Will Black Face Charges Next?, Canadian Press, Aug. 20, 2005.
[2] Gillian Livingston, et al., Black Could Put Up Fight, Canadian Press, Aug. 20, 2005; see also, Gillian Livingston, Black to the Wall: Mogul Won’t Go Down Without a Fight, Canadian Press, Aug. 20, 2005.

Friday, August 19, 2005

Non-Extradition Agreements

The Nigerian Senate has nullified a pact signed on June 30, 2003 between the United States and Nigeria that prohibited each country from handing over citizens of either side to the International Criminal Court without the consent of the other country.[1] Because the Nigerian National Assembly was not consulted during negotiations, the Nigerian Senate determined that the pact ran contrary to section 12 of the Nigerian Constitution, and was therefore null and void.[2] Furthermore, the Nigerian Senate observed that “since Nigeria was a signatory to the Rome Statute establishing the ICC, the contentious pact was a misnomer as it contravenes that statute.”[3]

These types of non-extradition pacts are extremely controversial. The United States has cut aid to two dozen nations that have refused to sign immunity agreements that American officials contend are designed to shield Americans from politically motivated prosecutions.[4] The behavior is perceived by some as heavy-handed diplomacy, which squanders good will and generates resentment.[5] In Colombia, a number of treaties have created tension, including the 1974 treaty protecting American soldiers from criminal charges,[6] and the extradition treaty[7] between the United States and Colombia.[8] As to the former, a Colombian senator, Jimmy Chamorro, says “These treaties say that everyone in Colombia must respect the law, Indians, Chinese, the Colombians. … Everyone except the Americans.”[9] As to the latter, in response to a controversy in the Colombian Congress about a potential reworking of Colombia’s extradition laws, Colombian senator Dario Martinez said a reworking was necessary because “foreigners responsible for crimes in [that] country ‘are not punished,’ while ‘Colombians extradited to the United States are so severely sentenced that it goes beyond [Colombia’s] internal law.’”[10]



[1] Habeeb I. Pindinga, Senate Nullifies Nigeria-US Non-Extradition Pact, Daily Trust, Aug. 17, 2005, available here.
[2] Id.
[3] Id.
[4] Juan Forero, Bush’s Aid Cuts On Court Issue Roil Neighbors, N.Y. Times, Aug. 19, 2005, at A1, also available here.
[5] Id.
[6] Agreement Concerning an Army Mission, a Naval Mission, and an Air Force Mission of the United States Armed Forces in Colombia, Oct. 7, 1974, U.S.-Colom., 29 U.S.T. 2901.
[7] Extradition Treaty, Sep. 14, 1979, U.S.-Colom., S. Treaty Doc. 97-8 (1982).
[8] Forero, supra note 4. at A7.
[9] Id.
[10] Extradition Law Stirs Controversy in Colombia Congress, Prensa Latina, Aug. 19, 2005, available here.

McNabb in the News

Senior Principal Douglas McNabb has been quoted in an article about impending charges against Lord Conrad Black.
But U.S. authorities need to move quickly to lay charges against Black to get a potentially lengthy case started, said Douglas McNabb, senior principal at McNabb Associates...

"The U.S. cannot seek Mr. Black's extradition until after he has been charged," said McNabb, adding he's heard rumours that U.S. authorities could announce charges within a week.



Even if charged and facing extradition, Black has several legal and appeal options that alone could drag out the extradition case for a few years at least, McNabb said.

"He's not a terrorist, he's a white collar guy, and he's got money and he's prepared to fight it," McNabb said from Houston.[1]


[1] Gillian Livingston, Long Battle Expected for Black, Canadian Press, Aug. 19, 2005.

Wednesday, August 17, 2005

Extradition to China

The prosecution of Chinese banker Yu Zhendong has begun in China.[1] Mr. Yu is the former head of a Bank of China branch, and he is accused of helping embezzle $485 million.[2] He fled to the United States, and under a plea agreement, in which he pleaded guilty to racketeering charges in federal court, he was returned to China with assurances that he would not be executed or tortured.[3]

There is no formal extradition treaty with China, though there is one with Hong Kong.[4]

Mr. Yu’s wife, Yu Xuhui, who also goes by the name Fion Yu, pleaded guilty to unlawfully obtaining United States citizenship and naturalization.[5] By the terms of the plea agreement, she agreed to cooperate with investigators in Hong Kong, the United States, China, and Canada, who are investigating Yu Zhendong’s alleged embezzlement.[6]

On February 18, 2004, Mr. Yu pleaded guilty specifically to conspiring to embezzle more than $500 million from the Bank of China, and then laundering the proceeds through myriad shell companies based in China and Hong Kong, and into the United States and Canada.[7] In April of 2004, Mr. Yu was sentenced to 12 years in prison and then voluntarily returned to the People’s Republic of China, to be tried there for bank embezzlement.[8]

The investigation of Mr. Yu was conducted under the auspices of the Agreement on Mutual Legal Assistance in Criminal Matters.[9] This treaty allows for greater information sharing between countries in such ways as serving documents, taking testimony, locating persons, and transferring persons in custody for giving evidence or assisting investigations.[10] Assistance can be denied in certain situations, such as: the requested assistance relates to conduct which is not an offense in the requested country; the assistance relates to purely military offenses; the requested assistance would infringe the sovereignty of the requested country; or the offense is political in nature.[11]

[Update:] To make it clearer how Mr. Yu was transferred under the terms of the MLAT, simply look at Article 12 of the treaty which says "[a] person in the custody ... whose presence ... is sought for purposes of assistance under this Agreement may be transferred from the Requested Party to the Requesting Party for that purpose if the person consents and if the Central Authorities of both Parties agree."[12] Because American prosecutors were able to obtain consent from Mr. Yu, his "extradition" was made possible.




[1] China Prosecutes Former Bank Official, Forbes.com, Aug. 17, 2005, available here.
[2] Id.
[3] Id.
[4] See Extradition Treaty, Dec. 20, 1996, U.S.-H.K., S. Treaty Doc. No. 105-3 (1997).
[5] Dept. of Justice, Press Release: Chinese National Pleads Guilty to Fraudulently Obtaining U.S. Citizenship, Apr. 26, 2005, available here.
[6] Id.
[7] Id.
[8] Id.
[9] Agreement on Mutual Legal Assistance in Criminal Matters, Jun. 19, 2000, U.S.-P.R.C., 40 I.L.M. 1496. [hereinafter MLAT]. See also Clark T. Randt. Jr., The Amer. Emb. in China, Joint Liaison Group Opening Plenary Remarks, Feb. 23, 2005, available here.
[10] MLAT, supra note 9, art.1, para. 2.
[11] Id. art. 3, para. 1.
[12] MLAT, supra note 9, art. 12, para. 1 (emphasis added).

Tuesday, August 16, 2005

Blair, Soblen, and Non-Refoulement: Islamist Deportations As de facto Extradition

Prime Minister Tony Blair announced recently a new plan to initiate the deportation proceedings against any non-citizen who, in his view, preaches hate or inspires militant Islamists to fight the West as part of a wider jihad.[1] To accomplish this goal, the British government would likely attempt to dodge extradition treaty obligations with whichever country the given suspect was from, presuming that the country to which a suspect would be sent is to be detained or charged with a crime. Because such sanctions typically falls short of a criminal act in Britain, one cannot be formally extradited, namely because a fundamental principle of extradition law is the requirement of dual-criminality; that the given act is codified as a crime in the penal code of both the sending and receiving countries. Thus, other methods are sought.

The chosen method, according to Mr. Blair’s statements, seems to be the deportation route. It is the practice of British courts, as with most courts outside of the United States, to understand a treaty of extradition to be the exclusive method for the rendering of a criminal suspect from one country to another. Thus, by this precedent of exclusivity, the British government is not permitted to deport one –rather than go through the formal steps of extradition –as a way of getting around its treaty obligations.

How then will the British government get around the prohibition? The prevailing precedent in British extradition law is R. v. Governor of Brixton Prison Ex p. Soblen. Soblen,[2] an American with dual citizenship with Israel, was convicted and sentenced to life in prison in an American federal court for disclosing classified information to the Soviet Union. Before taken into custody, Soblen fled to Israel. Once he arrived, Soblen was promptly sent back to the United States. The flight was not a nonstop. When the plane landed in London, he slit his wrists, in desperate hope that he would have the chance to escape. London officials promptly took him to the hospital. Soblen, having been charged in the United States with what at the time was a non-extraditable offense, could not be extradited. How then could Britain send him back to the United States? By taking Soblen through formal deportation proceedings, rather than extradition proceedings, the British Home Secretary was able to argue that it was not an attempt to dodge the treaty per se, but instead was merely the result of the British government’s desire to remove him from the country generally. That Soblen had been charged out of the United States –the place to where he was to be sent –was immaterial, the government argued, because it was by way of deportation not extradition. In real terms, it was a de facto extradition. The Court of Appeal, recognized the two conflicting interests: the supremacy of the extradition treaty for the rendering of one for criminal prosecution on one hand, and the right of the Home Secretary to deport any non-citizen in the interest of the public good on the other. The decision, the court concluded, could only be made by the Home Secretary himself, for only he maintains the requisite competence to determine whether a given deportation is for genuine deportable concerns in the interest of the public good, or merely an attempt to skirt the treaty. This deferral of judgment, in effect, permits the Home Secretary to avoid any issue regarding the conflict of extradition law and the law of deportation.[3]

In the case of deportation of those whom Mr. Blair describes as “preachers of hate,” two further problems may arise. Because the country to which many of these non-citizens would likely be sent collectively share the common checkered history with respect to torture and maltreatment of prisoners, the treaty-based prohibition on refoulement (the sending of one back to a country where they are likely to be tortured) may prohibit the deportation. The primary source for the principle of non-refoulement is found in the colloquially termed Convention Against Torture (CAT), which states in part that, “no state shall expel, return (‘refouler’), or extradite a person to another State where there are substantial grounds for believing that he would be in danger of being subjected to torture.”[4]

What constitutes “substantial grounds?” The CAT goes on to define the criteria for deriving such a conclusion based upon “the existence in the State concerned of a consistent pattern of gross, flagrant, or mass violations of human rights.”[5] Those countries to which suspected Islamists would likely be sent reads as a veritable Who’s Who in the world of prisoner abusers, leaving rather serious grounds to question the validity of these deportations.

Working concurrently with CAT objections are possible European Union human rights concerns, regarding the permissibility of refoulement, including violations of the European Convention for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment and the European Convention for the Protection of Human Rights and Fundamental Freedoms.[6] The premise for these violations is not unlike that for the CAT.

Much like that which the CIA has done in connection with its “extraordinary rendition” program (rendering of suspected terrorists to third countries for tough interrogation), the British government appears to be procuring its own agreements with the receiving countries. The operative content of the agreements, in effect, likely attempts to provide assurances that the rendered suspect would not be tortured once sent. The critical question which lay at the crux of both the British deportation decision and the CIA’s “extraordinary rendition” program is whether or not those agreements in themselves waive refoulement objections. Because Egypt, for example, says it will not torture, does it really mean it will not torture?

Claims from those rendered by the CIA to Syria, Egypt, Afghanistan, Yemen, and elsewhere seem categorically to suggest that they indeed have been. What is to suggest that same fate would not face those sent by the British?





[1] Patrick Wintour, Blair Vows to Root Out Extremism: Lawyers and Muslim Groups Alarmed, The Guardian, Aug. 6, 2005, available here.
[2] R. v Governor of Brixton Prison, ex parte Soblen (1962) 3 All ER 641, (1963) 2 QB 243, CA.
[3] See id.; Alun Jones and Anand Doobay, Jones and Doobay on Extradition and Mutual Assistance 3-008, 85-86 (2005).
[4] Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment Article 3, Section 1, U.N. Doc. A/39/51 (1984).
[5] Id. art. 3, section 2
[6] P.M. Blair has gone so far as to suggest amending the Human Rights Act, if necessary, to effectuate deportations. See Wintour, supra note 1.

Monday, August 15, 2005

Extradition from Switzerland

Yevgeny Adamov, a former Russian nuclear minister, was arrested in Bern, Switzerland, on May 2, while he was visiting his daughter.[1] He was arrested on a warrant based on a long-running investigation by the FBI and the Criminal Investigation Division of the IRS.[2] On May 5, a federal grand jury in Pittsburgh indicted Mr. Adamov and an associate on twenty counts, including transferring stolen money and securities, money laundering, tax evasion, and conspiracy to defraud the United States.[3]

Mr. Adamov claims that the charges against him are political and stem from his visits to China, India, and Iran to speed up efforts to build Russian nuclear power plants in those countries.[4] The federal grand jury indictment, however, accuses Mr. Adamov of taking money earmarked for improving Russian nuclear security and diverting it into shell accounts.[5]

Extradition from Switzerland to the United States is governed by an extradition treaty.[6] Under the terms of the treaty, each Contracting Party is obligated to extradite persons who have been charged with or convicted of an extraditable offense.[7] An extraditable offense, in this case, is one which is punishable under the laws of both nations by at least a year in prison,[8] and one which is not political in nature.[9] Furthermore, extradition will not be granted if the request appears to be politically motivated.[10]

The Swiss court is also considering a Russian request for extradition based on concerns that if Mr. Adamov is extradited to the United States, he might divulge nuclear secrets.[11]


[1] Vladimir Isachenkov, Ex-Russian Nuclear Minister Says U.S. Charges Political, Associated Press, Aug. 15, 2005, available here.
[2] Torsten Ove, Pair Indicted in $9 Million Nuclear Fraud, Pittsburgh Post-Gazette, May 6, 2005, available here.
[3] Russian Ex-energy Chief Indicted in Pittsburgh¸Pittsburgh Bus. Times, May 6, 2005, available here [hereinafter Russian].
[4] Isachenkov, supra note 1.
[5] Ove, supra note 2.
[6] Extradition Treaty, Nov. 14, 1990, U.S.-Switz., S. Treaty Doc. No. 104-9 (1995).
[7]Id. art. 1, para. 1.
[8] Id. art. 2, para. 1. Mr. Adamov faces a possible sentence of 60 years in prison. See Russian, supra note 3.
[9] Id. art. 3, para. 1.
[10] Id. This would explain why Mr. Adamov claims that the request and the indictment are politically motivated; if he can convince the Swiss court that this is the case, then he cannot be extradited to the United States.
[11] See Isachenkov, supra note 1.

Sunday, August 14, 2005

McNabb in the News

Senior Principal Douglas McNabb has been mentioned in an article about three former Nevada elected officials accused of corruption.
Douglas McNabb, who specializes in federal cases involving white-collar crime, said [Erin] Kenny's testimony could be "incredibly harmful" against her ex-colleagues.

Prosecutors will try to convince jurors that while they might not like [Michael] Galardi or [Ms.] Kenny, the government needed them because "it takes a rat to catch a rat," McNabb said.[1]


[1] , Associated Press, Aug. 14, 2005.

McNabb in the News

Senior Principal Douglas McNabb has been quoted in the Las Vegas Review-Journal regarding a bribery case there.
Douglas McNabb, who specializes in federal cases involving white-collar crimes, said Kenny's testimony could be "incredibly harmful."

Prosecutors will try to convince the jury that even though they might not like Galardi or Kenny, the government needed them because "it takes a rat to catch a rat," McNabb said.

McNabb has not listened to the recorded telephone calls, but through media reports he is familiar with the conversations included in the federal government's indictment.

"From a practical standpoint, he's got a super, uphill climb," McNabb said of Malone.

"I think that in federal criminal cases, in the juror's mind, the defendant did what the United States government said he did, or he wouldn't be sitting there."[1]


[1] Adrienne Packer, Bribery Allegations: LV Case Called Stronger, Las Vegas Review-Journal, Aug. 14, 2005.